Description: DisclosureCompliance offers issuers an enhanced platform for compliance and ongoing support for complying with the Securities and Exchange Commission ("SEC") Rule 15c2-12 ("Rule").
compliance (2558) sec (232) disclosure (139) municipalities (91) securities and exchange commission (5) continuing disclosure cooperation initiative (1)
DisclosureCompliance offers issuers an enhanced platform for compliance and ongoing support for complying with the Securities and Exchange Commission ("SEC") Rule 15c2-12 ("Rule").
DisclosureCompliance provides written documentation to comply with the SEC requirements ensuring the issuer has the necessary policies and procedures in place within the prescribed timeframe, as necessary.
DisclosureCompliance provides initial and ongoing training for individuals that are designated for reviewing and complying with the issuer's continuing disclosure obligations.