Description: Get FCA Regulated, FCA Appointed Representative, FCA Appointed Representative (AR), FCA Appointed Representative Cost, Low cost FCA AR, Get FCA Authorised, FCA Regulated Trader, Buy and FCA Authorised firm, Sell my FCA Authorised firm
get fca regulated (2) fca appointed representative (2) fca appointed representative (ar) (2) fca appointed representative cost (2) low cost fca ar (2) get fca authorised (2) fca regulated trader (2) buy and fca authorised firm (2) sell my fca authorised firm (2)
After first contact we will arrange a meeting with the primary individuals involved in the business to discuss the proposed activities, objectives and the background of key members. The initial assessment also evaluates culture and the type of clients your business is seeking to service. We will explain the process involved in becoming regulated, what Regulatory and internal requirements are expected.
If both party’s would like to move forward, we will put a heads of agreement in place, commence due diligence which includes obtaining a formal business plan, CV’s, references from previous employers and conducting various electronic checks including but not limited to corporate ownership, credit worthiness, AML, KYC and DBS.
Once the assessment is complete and having received back the references and electronic check data, a final Service Agreement is put in place and notification submission is made to the Regulator.