Description: If you're a financial advisor, wealth manager, or registered investment advisor, AdvisorLaw can provide representation against FINRA or SEC regulatory inquiry, investigation, or industry arbitration cases while advocating for your interests in any business contract, succession plan, or practice transition that you may pursue including RIA Services.
AdvisorLaw is not a law firm and does not provide legal services. AdvisorLaw does have the expertise to advise and assist financial professionals when it’s time to defend your good name. We partner with attorneys who specialize in issues facing financial professionals, and can team with your own lawyers to provide the specific expertise called for.
AdvisorLaw LLC • 9737 Wadsworth Parkway, Ste 205 • Westminster, CO 80021 • Sitemap
AdvisorLaw LLC • 11001 W 120th Avenue, Suite 100 • Broomfield, CO 80021 • Sitemap